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John Paul Schlatter

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Other Names: John P Schlatter
Type: SEC and FINRA Registered

John Schlatter is a financial professional at Lincoln Financial Advisors Corporation, a broker-dealer with over 2,400 registered representatives nationwide. John has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Lincoln Financial Advisors Corporation 16 years, 10 months Jun 1998 - Present
Lincoln National Life Ins Co 7 years, 11 months Jun 1998 - May 2006
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 12/15/2004

Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions