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Information

Other Names: John P Schlatter
Firm:
Type: Dual Registration
Description

John Schlatter is a financial professional at Lincoln Financial Advisors Corporation, a broker-dealer with over 2,350 registered representatives nationwide. John has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Paul Schlatter has not answered any questions on Financial Q&A.

Top Guides

John Paul Schlatter has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Lincoln Financial Advisors Corporation 15 years, 11 months Jun 1998 - Present
Lincoln National Life Ins Co 7 years, 11 months Jun 1998 - May 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/19/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
04/19/2013
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 12/15/2004
General Securities Representative Examination Series 7 05/21/1988

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions