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Mitchell Holzer

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Type: SEC and FINRA Registered

Mitchell Holzer is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,900 registered representatives nationwide. Mitchell has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Aca Marketing Enrollment Solutions Inc 1 year Nov 2014 - Present
Benefit Mall 3 years Nov 2012 - Present
Transamerica Financial Advisors, Inc. 3 years, 11 months Jan 2012 - Present
Don Ford - Sole Proprieter 5 years, 5 months Jul 2010 - Present
Sofoul Financila Inc. 7 years, 2 months Oct 2008 - Present
Investement Advisor International 5 years, 6 months Jul 2006 - Jan 2012
Intersecurities, Inc. 1 year Jul 2005 - Jul 2006
Innergy Lending 3 years, 8 months Oct 2004 - Jun 2008
Summit Diversified Capital, Inc. 12 years, 1 month Nov 2003 - Present
World Group Securites 8 years, 4 months Sep 2003 - Jan 2012
WFG 12 years, 9 months Mar 2003 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/11/2005
Uniform Securities Agent State Law ExaminationSeries 63 10/24/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/24/2003

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Mitchell Holzer has not answered any questions on Financial Q&A.

Top Articles

Mitchell Holzer has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions