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Information

Firm:
Type: Dual Registration
Description

Mitchell Holzer is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,850 registered representatives nationwide. Mitchell has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mitchell Holzer has not answered any questions on Financial Q&A.

Top Guides

Mitchell Holzer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Benefit Mall 1 year, 5 months Nov 2012 - Present
Transamerica Financial Advisors, Inc 2 years, 3 months Jan 2012 - Present
Don Ford - Sole Proprieter 3 years, 9 months Jul 2010 - Present
Sofoul Financila Inc. 5 years, 6 months Oct 2008 - Present
Investement Advisor International 7 years, 9 months Jul 2006 - Present
Intersecurities, Inc. 1 year Jul 2005 - Jul 2006
Innergy Lending 3 years, 8 months Oct 2004 - Jun 2008
Summit Diversified Capital, Inc. 10 years, 5 months Nov 2003 - Present
World Group Securites 8 years, 4 months Sep 2003 - Jan 2012
WFG 11 years, 1 month Mar 2003 - Present
Metropolitan Mortgage Consultants 1 year, 6 months Mar 2003 - Sep 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/23/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/23/2012
08/04/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 06/11/2005
Uniform Securities Agent State Law Examination Series 63 10/24/2003
Investment Company Products/Variable Contracts Representative Examination Series 6 09/24/2003

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions