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Mitchell Holzer

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Type: Dual Registration

Mitchell Holzer is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,900 registered representatives nationwide. Mitchell has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Benefit Mall 1 year, 9 months Nov 2012 - Present
Transamerica Financial Advisors, Inc 2 years, 7 months Jan 2012 - Present
Don Ford - Sole Proprieter 4 years, 1 month Jul 2010 - Present
Sofoul Financila Inc. 5 years, 10 months Oct 2008 - Present
Investement Advisor International 8 years, 1 month Jul 2006 - Present
Intersecurities, Inc. 1 year Jul 2005 - Jul 2006
Innergy Lending 3 years, 8 months Oct 2004 - Jun 2008
Summit Diversified Capital, Inc. 10 years, 9 months Nov 2003 - Present
World Group Securites 8 years, 4 months Sep 2003 - Jan 2012
WFG 11 years, 5 months Mar 2003 - Present
Metropolitan Mortgage Consultants 1 year, 6 months Mar 2003 - Sep 2004
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/11/2005
Uniform Securities Agent State Law ExaminationSeries 63 10/24/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/24/2003

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mitchell Holzer has not answered any questions on Financial Q&A.

Top Guides

Mitchell Holzer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions