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Gregory H Isaacs

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Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated ended in December 17, 2014.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Bank of America, N.A. 5 years, 5 months Sep 2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 19 years, 2 months Dec 1995 - Present
Exams
ExamSeriesPassed Date
General Securities Sales Supervisor - General Module ExaminationSeries 10 11/12/2001
General Securities Sales Supervisor - Options Module ExaminationSeries 9 09/24/2001
Uniform Combined State Law ExaminationSeries 66 08/20/2001
General Securities Representative ExaminationSeries 7 09/16/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gregory H Isaacs has not answered any questions on Financial Q&A.

Top Guides

Gregory H Isaacs has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/17/2014
12/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.