Home  >  BrightScope Advisor Pages  >  Danielle Ann Newman

Danielle Ann Newman

Is this you? (Click to claim profile)
Contact Advisor


Other Names: Danielle Ann Ecker, Danielle Ecker
Type: SEC and FINRA Registered

Danielle Newman is a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 25,900 registered representatives nationwide. Danielle has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Wells Fargo Advisors LLC 6 years, 6 months May 2009 - Present
Wachovia Securities, LLC - Isg 6 years May 2003 - May 2009
ExamSeriesPassed Date
General Securities Sales Supervisor - General Module ExaminationSeries 10 04/28/2003
General Securities Sales Supervisor - Options Module ExaminationSeries 9 03/13/2003
Uniform Investment Adviser Law ExaminationSeries 65 03/26/1999
General Securities Principal ExaminationSeries 24 09/10/1998
Uniform Securities Agent State Law ExaminationSeries 63 08/23/1991
General Securities Representative ExaminationSeries 7 08/05/1991

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Danielle Ann Newman has not answered any questions on Financial Q&A.

Top Articles

Danielle Ann Newman has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

2 Customer Disputes

2 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions