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Kyle Philip German

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Kyle German is a financial professional at Nylife Securities LLC, a broker-dealer with over 8,100 registered representatives nationwide. Kyle is also registered with Eagle Strategies LLC, a broker-dealer with over 1,400 registered representatives nationwide. Kyle has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
The Harbor Financial Group 5 years, 6 months Apr 2009 - Present
New York Life Insurance Company 12 years Oct 2002 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/13/1999
General Securities Representative ExaminationSeries 7 11/29/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kyle Philip German has not answered any questions on Financial Q&A.

Top Guides

Kyle Philip German has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
09/19/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions