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Lance Bennett Vennard

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Information

Firm:
Type: RIA
Description

Lance Vennard is a financial professional at Sterling Investment Advisor, Inc., a $20M RIA based in Mesa, AZ. Lance has held an industry securities registration for 18 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Sterling Investment, Inc. 3 years, 11 months Oct 2010 - Present
Sterling Investment Advisor, Inc. 3 years, 11 months Oct 2010 - Present
Investment Advisors International 4 years, 2 months Aug 2006 - Oct 2010
Intersecurities, Inc. 1 year, 1 month Jul 2005 - Aug 2006
World Group Securities, Inc. 8 years, 6 months Apr 2002 - Oct 2010
World Financial Group 9 years, 4 months Jun 2001 - Oct 2010
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/15/2005
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 03/13/1997
Uniform Securities Agent State Law ExaminationSeries 63 11/22/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 11/21/1995

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lance Bennett Vennard has not answered any questions on Financial Q&A.

Top Guides

Lance Bennett Vennard has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/27/2011
09/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: SOLICITATION FEES