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Alexander Hamilton Bocock

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Information

Other Names: Alex Bocock
Firm:
Type: Not Actively Registered
Description

This advisor is no longer actively registered. Their most recent registration with Dynamis Advisors, LLC ended in October 16, 2013.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Investment Management of Virginia 14 years, 3 months Jul 2000 - Present
Dynamis Advisors, LLC 16 years, 1 month Sep 1998 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 01/06/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Alexander Hamilton Bocock has not answered any questions on Financial Q&A.

Top Guides

Alexander Hamilton Bocock has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
10/16/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees