|Other Names:||David E Grubman|
David Grubman is a financial professional at Financial Engines Advisors L.L.C., a $64B RIA based in Sunnyvale, CA. David has held an industry securities registration for 6 years and is subject to SEC oversight.
Top AnswersDavid Edward Grubman has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|State or Municipal Government Entities|
|Other Investment Advisors|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Financial Engines Advisors L.L.C.||7 years, 2 months||Jan 2007 - Present|
|Peak Technology Group||1 year, 11 months||Jan 2005 - Dec 2006|
|Pyramid Digital Solutions||10 years, 2 months||Oct 1994 - Dec 2004|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
|Uniform Investment Adviser Law Examination||Series 65||06/11/2007|
Types of Compensation Arrangements
- Percentage of Assets
- Fixed Fees
- Other: SET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS