Thiensa Nguyen is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,800 registered representatives nationwide. Thiensa has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.
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|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
|State or Municipal Government Entities|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Transamerica Financial Advisors, Inc||2 years, 2 months||Jan 2012 - Present|
|Asian Pacific Development Center||3 years, 2 months||Jan 2011 - Present|
|Benefit Mall||3 years, 10 months||May 2010 - Present|
|Servicios De La Raza||3 years, 11 months||Apr 2010 - Present|
|Swallow Hill Music Association||1 year, 11 months||Mar 2010 - Feb 2012|
|City 1st||3 years, 3 months||Sep 2008 - Dec 2011|
|Investment Advisors International, Inc.||4 years, 6 months||Jul 2007 - Jan 2012|
|Innergy Lending||2 years, 6 months||Dec 2005 - Jun 2008|
|Equity Mortgage Solutions||3 months||Sep 2005 - Dec 2005|
|High Mountain Lending||1 year||Sep 2004 - Sep 2005|
|Denver Central Import||8 years, 6 months||Jun 2003 - Dec 2011|
|World Group Securities, Inc.||9 years, 9 months||Apr 2002 - Jan 2012|
|Cash Solutions||2 years, 9 months||Dec 2001 - Sep 2004|
|WFG||12 years, 4 months||Nov 2001 - Present|
|Us Postal Service||12 years, 2 months||Sep 1995 - Nov 2007|
No Disclosures Found
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Uniform Investment Adviser Law Examination||Series 65||01/30/2007|
|Investment Company Products/Variable Contracts Principal Examination||Series 26||04/13/2002|
|Uniform Securities Agent State Law Examination||Series 63||03/02/2002|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||02/02/2002|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees