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Gary Kendall Liska

Gary Kendall Liska
Other Names: Gary K Liska
Firm:
Signator Investors, Inc.
Additional Firm:
SEIA
Senior Partner/Cfo
Type: Dual Registration
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Description

Gary Liska an executive and is a minority owner of SEIA, a $2B dollar RIA based in West LA, CA. Gary is also registered with Signator Investors, Inc., a broker-dealer with over 1,500 registered representatives nationwide. Gary has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Gary Kendall Liska has not answered any questions on Financial Q&A.

Top Guides

Gary Kendall Liska has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Signature Estate & Investment Advisors 16 years, 1 month Apr 1997 - Present
SEIA 16 years, 3 months Feb 1997 - Present
Signator Investors, Inc. 19 years May 1994 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/12/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Criminal Disclosure

No Disclosures Found
As of Date
06/12/2012
10/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/01/1998
General Securities Representative Examination Series 7 07/30/1996
Uniform Securities Agent State Law Examination Series 63 08/02/1994
Investment Company Products/Variable Contracts Representative Examination Series 6 08/02/1994

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees