Home  >  BrightScope Advisor Pages  >  Ernst Chad Leidner

Ernst Chad Leidner

Is this you? (Click to claim profile)
Contact Advisor


Type: SEC and FINRA Registered

Ernst Leidner is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,500 registered representatives nationwide. Ernst has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Bank of America, N.A. 5 years, 12 months Dec 2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 6 years, 3 months Aug 2009 - Present
Morgan Stanley Smith Barney 2 months Jun 2009 - Aug 2009
Morgan Stanley & Co., Incorporated 2 years, 2 months Apr 2007 - Jun 2009
Dean Witter Reynolds Inc. 9 years, 7 months Sep 1997 - Apr 2007
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 12/23/1997

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Ernst Chad Leidner has not answered any questions on Financial Q&A.

Top Articles

Ernst Chad Leidner has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions