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Ellen Rose Lozinski

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Information

Other Names: Ellen Rose Fichter
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with The Investment Center, Inc. ended in April 1, 2013.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
The Investment Center, Inc. 5 years, 12 months Dec 2008 - Present
The Investment Center, Inc. 1 year, 11 months Jan 2007 - Dec 2008
Strategic Brokerage Corp. 4 years, 2 months Oct 2002 - Dec 2006
Comprehensive Financial 10 years, 6 months Jun 1996 - Dec 2006
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 05/07/2003
General Securities Principal ExaminationSeries 24 07/13/2000
Uniform Securities Agent State Law ExaminationSeries 63 07/27/1993
General Securities Representative ExaminationSeries 7 07/17/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ellen Rose Lozinski has not answered any questions on Financial Q&A.

Top Guides

Ellen Rose Lozinski has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

2 Regulatory Events

2 Regulatory Events

As of Date
04/24/2013
01/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.