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Ellen Rose Lozinski

Other Names: Ellen Rose Fichter
Firm:
The Investment Center, Inc.
Additional Firm:
Pgp Financial, Inc.
President / CCO
Type: Registered Representative
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Description

Ellen Lozinski a financial professional at The Investment Center, Inc., a broker-dealer with 278 registered representatives nationwide. Ellen has held an industry securities registration for 14 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Ellen Rose Lozinski has not answered any questions on Financial Q&A.

Top Guides

Ellen Rose Lozinski has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
The Investment Center, Inc. 4 years, 5 months Dec 2008 - Present
The Investment Center, Inc. 1 year, 11 months Jan 2007 - Dec 2008
Pgp Financial, Inc. 10 years, 7 months Oct 2002 - Present
Strategic Brokerage Corp. 4 years, 2 months Oct 2002 - Dec 2006
Syndicated Capital 2 years, 5 months May 2000 - Oct 2002
Comprehensive Financial 10 years, 6 months Jun 1996 - Dec 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/14/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

No Disclosures Found

2 Regulatory Events
As of Date
10/14/2010
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 05/07/2003
General Securities Principal Examination Series 24 07/13/2000
Uniform Securities Agent State Law Examination Series 63 07/27/1993
General Securities Representative Examination Series 7 07/17/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees