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Agustin Lozano

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Description

This advisor is no longer actively registered and has no available registration history.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Agustin Lozano has not answered any questions on Financial Q&A.

Top Guides

Agustin Lozano has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Harris Investor Services, Inc 5 years, 2 months Apr 2008 - Present
National City 6 months Oct 2007 - Apr 2008
World Group Securities 9 months Jan 2007 - Oct 2007
WFG 9 months Jan 2007 - Oct 2007
UBS Financial Services Inc. 2 years, 4 months Oct 2002 - Feb 2005
Banco Santander Puerto Rico 1 year, 1 month Sep 2001 - Oct 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/01/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/01/2011
09/11/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 01/29/2003
General Securities Representative Examination Series 7 12/30/2002

Firm Compensation Arrangements

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No compensation arrangements listed.