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John Norman Dalton

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Information

Firm:
Type: RIA
Description

John Dalton is an executive and is an owner of Provident Capital Management, Inc., a $20M RIA based in Dallas, TX. John has held an industry securities registration for 9 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Provident Capital Management, Inc. 21 years, 2 months Aug 1993 - Present
Exams
No Exams

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Norman Dalton has not answered any questions on Financial Q&A.

Top Guides

John Norman Dalton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/07/2004
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees