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Avasarala Venkat Rao

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Information

Other Names: Avasarala V Rao
Firm:
Type: Dual Registration
Description

Avasarala Rao is a financial professional at Woodbury Financial Services, Inc., a broker-dealer with over 1,400 registered representatives nationwide. Avasarala has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Woodbury Financial Services, Inc. 3 years, 2 months Oct 2011 - Present
Signator Investors, Inc. 14 years, 11 months Nov 1996 - Oct 2011
John Hancock Mutual Life Insurance Co. 14 years, 11 months Nov 1996 - Oct 2011
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/30/1999
Uniform Securities Agent State Law ExaminationSeries 63 05/02/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Avasarala Venkat Rao has not answered any questions on Financial Q&A.

Top Guides

Avasarala Venkat Rao has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
09/17/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions