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William G Stanley

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Information

Firm:
Stanley-Laman Group Ltd.
Director, President, Chief Compliance Officer
Additional Firm:
Type: Dual Registration
Description

William Stanley is an owner of Stanley Laman Group Securities, LLC, a broker-dealer with 6 registered representatives nationwide. William is also registered with Stanley-Laman Group Ltd., a $747M RIA based in Tredyffrin, PA. William has held an industry securities registration for 33 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Sel Capital Management, LLC 4 years, 8 months Apr 2001 - Dec 2005
Stanley-Laman Group Ltd. 23 years, 5 months Apr 1991 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 03/03/1999
Uniform Investment Adviser Law ExaminationSeries 65 12/21/1993
General Securities Representative ExaminationSeries 7 06/20/1987
Uniform Securities Agent State Law ExaminationSeries 63 12/06/1982
Registered Representative ExaminationSeries 1 04/28/1980

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William G Stanley has not answered any questions on Financial Q&A.

Top Guides

William G Stanley has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/15/2011
02/13/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets