Home  >  BrightScope Advisor Pages  >  Mark Douglas Temple, AIF®

help text

Mark Douglas Temple, AIF®

Mark Douglas Temple, AIF®
Other Names: Mark Douglas Temple
Firm:
LPL Financial LLC
DBA:

Retirement & Benefit Partners, LLC.
Type: Registered Representative
Contact Advisor
Edit Profile

Description

Retirement & Benefit Partners, LLC (RBP) a LPL Retirement Partners Firm is one of the region's most respected ERISA consulting practices. With offices throughout the Northeast and a diverse professional staff consisting of JD's, CPA's, CFP's, AIF's and MBA's, RBP continually sets the standard for other firms to follow. ...(see more)

BrightScope Advisor Metrics

help text

Answers and Guides

help text
Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

Mark Douglas Temple, AIF® has not answered any questions on Financial Q&A.

Top Guides

Mark Douglas Temple, AIF® has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

help text

Advisor Assets Under Management

help text
$1.3B
Total Assets
175
Clients
$7.1M
Estimated Average Account Balance Per Client
*An individual AUM and number of accounts has been entered by the advisor and has not been verified.

Advisor Client Types

help text
ownership pie chart
Pension and Profit Sharing Plans 35%
Corporations or Other Businesses 30%
High Net Worth Individuals 15%
Banking or Thrift Institutions 10%
Charitable Organizations 10%

*The Client Types data displayed has been entered by the advisor and has not been verified.

Experience and Employment History

help text
Employer Years Dates
LPL Financial LLC 2 years, 6 months Nov 2010 - Present
Nrp Advisors, Inc 5 years, 2 months Mar 2008 - Present
Nrp Financial, Inc 5 years, 7 months Oct 2007 - Present
Nrp Financial, Inc 1 year Oct 2007 - Oct 2008
Banc of America Investment Services, Inc. 10 months Dec 2006 - Oct 2007
Banc of America Insurance Services, Inc. 10 months Dec 2006 - Oct 2007
Invesmart Securities, LLC 4 years, 1 month Nov 2002 - Dec 2006
Invesmart Advisors Inc 4 years, 1 month Nov 2002 - Dec 2006
Invesmart, Inc. (Formerly Bransford Retirement Plans Svcs.) 4 years, 1 month Nov 2002 - Dec 2006
First Albany Corp. 7 years, 9 months Feb 1995 - Nov 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

1 Termination

1 Termination
As of Date
03/26/2012
06/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Combined State Law Examination Series 66 05/29/2003
Uniform Securities Agent State Law Examination Series 63 07/18/2002
General Securities Representative Examination Series 7 02/25/2002

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions