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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Frederick Ravid is an executive and is sole owner of Chartered Financial Services, Inc.. Frederick is also registered with Harbor Financial Services, LLC, a broker-dealer with 83 registered representatives nationwide. Frederick has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Frederick Gordon Ravid has not answered any questions on Financial Q&A.

Top Guides

Frederick Gordon Ravid has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Harbor Financial Services, LLC 6 years, 4 months Dec 2007 - Present
Raymond James Financial Services, Inc 5 years, 3 months Sep 2002 - Dec 2007
Chartered Financial Services, Inc. 19 years, 11 months Jun 1994 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/27/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/27/2013
11/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Futures Managed Funds Examination Series 31 06/15/2004
General Securities Principal Examination Series 24 07/31/1995
Uniform Investment Adviser Law Examination Series 65 01/10/1994
General Securities Representative Examination Series 7 11/16/1993
Direct Participation Programs Representative Examination Series 22 12/28/1987
Uniform Securities Agent State Law Examination Series 63 07/14/1987
Investment Company Products/Variable Contracts Representative Examination Series 6 07/02/1987

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees