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Frederick Gordon Ravid

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Frederick Ravid is an executive and is sole owner of Chartered Financial Services, Inc.. Frederick is also registered with Harbor Financial Services, LLC, a broker-dealer with 77 registered representatives nationwide. Frederick has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Harbor Financial Services, LLC 6 years, 10 months Dec 2007 - Present
Raymond James Financial Services, Inc 5 years, 3 months Sep 2002 - Dec 2007
Chartered Financial Services, Inc 20 years, 4 months Jun 1994 - Present
Exams
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 06/15/2004
General Securities Principal ExaminationSeries 24 07/31/1995
Uniform Investment Adviser Law ExaminationSeries 65 01/10/1994
General Securities Representative ExaminationSeries 7 11/16/1993
Direct Participation Programs Representative ExaminationSeries 22 12/28/1987
Uniform Securities Agent State Law ExaminationSeries 63 07/14/1987
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/02/1987

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Frederick Gordon Ravid has not answered any questions on Financial Q&A.

Top Guides

Frederick Gordon Ravid has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/08/2014
06/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees