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Frederick Gordon Ravid

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Additional Firm:
Type: SEC and FINRA Registered

Frederick Ravid is an executive and is sole owner of Chartered Financial Services, Inc.. Frederick is also registered with Harbor Financial Services, LLC, a $286M RIA based in Mobile, AL. Frederick has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Harbor Financial Services, LLC 8 years Dec 2007 - Present
Raymond James Financial Services, Inc 5 years, 3 months Sep 2002 - Dec 2007
Chartered Financial Services, Inc. 21 years, 6 months Jun 1994 - Present
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 06/15/2004
General Securities Principal ExaminationSeries 24 07/31/1995
Uniform Investment Adviser Law ExaminationSeries 65 01/10/1994
General Securities Representative ExaminationSeries 7 11/16/1993
Direct Participation Programs Representative ExaminationSeries 22 12/28/1987
Uniform Securities Agent State Law ExaminationSeries 63 07/14/1987
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/02/1987

Answers and Articles

Level 1 Level 1 Contributor 0 Answers and 0 Financial Articles

Top Answers

Frederick Gordon Ravid has not answered any questions on Financial Q&A.

Top Articles

Frederick Gordon Ravid has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees