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Clinton Edward Heine

Clinton Edward Heine
Other Names: Clinton Edward Heine Mr.
Firm:
Cetera Advisor Networks LLC
Additional Firm:
Sageview Advisory Group, LLC
Type: Dual Registration
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Description

Clinton Heine a financial professional at Sageview Advisory Group, LLC, a $14B dollar RIA based in Irvine, CA. Clinton is also registered with Cetera Advisor Networks LLC, a broker-dealer with over 2,100 registered representatives nationwide. Clinton has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Clinton Edward Heine has not answered any questions on Financial Q&A.

Top Guides

Clinton Edward Heine has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Financial Network 4 years, 4 months Jan 2009 - Present
Hrh Investment Advisiors 2 years Mar 2007 - Mar 2009
Westport Financial Services, L.L.C. 3 years, 11 months Feb 2005 - Jan 2009
HRH 6 years Mar 2003 - Mar 2009
Waterstone Financial Group 2 years, 4 months Oct 2002 - Feb 2005
Long Grove Trading Company 4 months Jun 2002 - Oct 2002
Barry Spitzer & Associates 7 months Apr 2002 - Nov 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/27/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/27/2011
06/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 02/21/2007
Uniform Securities Agent State Law Examination Series 63 08/07/2002
Investment Company Products/Variable Contracts Representative Examination Series 6 09/13/2001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions