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Harris Scott Nydick

Harris Scott Nydick
Firm:
Cambridge Investment Research, Inc.
Additional Firm:
CFS Investment Advisory Services LLC
Managing Member
Type: Dual Registration
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Description

Harris Nydick an executive and is an owner of CFS Investment Advisory Services LLC, a $681M dollar RIA based in Totowa, NJ. Harris is also registered with Cambridge Investment Research, Inc., a broker-dealer with over 2,400 registered representatives nationwide. Harris has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Harris Scott Nydick has not answered any questions on Financial Q&A.

Top Guides

Harris Scott Nydick has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Corporations or Other Businesses
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Cambridge Investment Research, Inc. 6 years, 9 months Aug 2006 - Present
Cambridge Investment Research, Inc. 8 years, 3 months Feb 2005 - Present
Walnut Street Securities, Inc. 1 year, 6 months Aug 2003 - Feb 2005
CFS Investment Advisory Services LLC 15 years, 4 months Jan 1998 - Present
CFS Investment Advisory Services LLC 16 years, 4 months Jan 1997 - Present
Nathan & Lewis Securities 10 years Aug 1993 - Aug 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/03/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
01/03/2012
05/22/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Futures Managed Funds Examination Series 31 08/25/2006
Uniform Investment Adviser Law Examination Series 65 12/15/1999
General Securities Principal Examination Series 24 08/26/1993
Uniform Securities Agent State Law Examination Series 63 05/10/1985
General Securities Representative Examination Series 7 03/16/1985

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: PERCENTAGE OF INCOME, PERCENTAGE OF NET WORTH