Home  >  BrightScope Advisor Pages  >  Daniel Joseph Werner

help text

Daniel Joseph Werner

Firm:
Ameritas Investment Corp
Type: Dual Registration
Contact Advisor
Edit Profile

Description

Daniel Werner a financial professional at Ameritas Investment Corp, a broker-dealer with over 1,300 registered representatives nationwide. Daniel has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

Daniel Joseph Werner has not answered any questions on Financial Q&A.

Top Guides

Daniel Joseph Werner has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Ameritas Investment Corp 1 year, 11 months Jun 2011 - Present
Aviva USA Corporation 2 years May 2011 - Present
Princor Financial Services Corporation 29 years, 11 months Jun 1981 - May 2011
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/28/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/28/2011
08/14/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/24/1999
General Securities Principal Examination Series 24 07/16/1999
General Securities Representative Examination Series 7 06/29/1999
Investment Company Products/Variable Contracts Principal Examination Series 26 12/04/1989
Investment Company Products/Variable Contracts Representative Examination Series 6 08/01/1981

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees