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David Lloyd Kahn

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Type: SEC and FINRA Registered

David Kahn is a financial professional at SagePoint Financial, Inc., a broker-dealer with over 2,200 registered representatives nationwide. David has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
SagePoint Financial, Inc. 6 years, 11 months Jan 2009 - Present
Aig Financial Advisors, Inc. 2 years, 10 months Mar 2006 - Jan 2009
AXA Advisors, LLC 1 year, 5 months Sep 2004 - Feb 2006
ExamSeriesPassed Date
Municipal Securities Principal ExaminationSeries 53 07/05/2006
General Securities Principal ExaminationSeries 24 06/22/2006
Uniform Combined State Law ExaminationSeries 66 10/20/2004
General Securities Representative ExaminationSeries 7 10/12/2004

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

David Lloyd Kahn has not answered any questions on Financial Q&A.

Top Articles

David Lloyd Kahn has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions