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David Lloyd Kahn

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Type: SEC and FINRA Registered

David Kahn is a financial professional at SagePoint Financial, Inc., a broker-dealer with over 2,200 registered representatives nationwide. David has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
SagePoint Financial, Inc. 6 years, 9 months Jan 2009 - Present
Aig Financial Advisors, Inc. 2 years, 10 months Mar 2006 - Jan 2009
AXA Advisors, LLC 1 year, 5 months Sep 2004 - Feb 2006
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/20/2004

Answers and Articles

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Top Articles

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions