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Mira Mizrahi

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Information

Firm:
Type: Dual Registration
Description

Mira Mizrahi is a financial professional at LPL Financial LLC, a broker-dealer with over 18,000 registered representatives nationwide. Mira has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
LPL Financial LLC 4 years, 4 months May 2010 - Present
Financial Network Investment Corporation 21 years May 1989 - May 2010
Penn Equities Corporation 22 years, 3 months Feb 1988 - May 2010
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 04/20/1990
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 12/18/1989

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mira Mizrahi has not answered any questions on Financial Q&A.

Top Guides

Mira Mizrahi has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/22/2011
11/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions