Home  >  BrightScope Advisor Pages  >  Anthony Robert Dorn

help text

Anthony Robert Dorn

Anthony Robert Dorn
Other Names: Tony Dorn
Firm:
Moneta Group Investment Advisors, LLC
Type: RIA
Contact Advisor
Edit Profile

Description

Anthony Dorn a financial professional at Moneta Group Investment Advisors, LLC, a broker-dealer with 75 registered representatives nationwide. Anthony has held an industry securities registration for 10 years and is subject to SEC oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

Anthony Robert Dorn has not answered any questions on Financial Q&A.

Top Guides

Anthony Robert Dorn has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
High Net Worth Individuals
Pension and Profit Sharing Plans
Individuals
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Moneta Group, LLC 8 years, 4 months Jan 2005 - Present
Cambridge Investment Research, Inc. 3 years, 2 months May 2004 - Jul 2007
Ws Griffith Securities, Inc 1 year, 6 months Nov 2002 - May 2004
Moneta Group Investment Advisors, LLC 11 years, 1 month Apr 2002 - Present
Moneta Group, Inc 2 years, 8 months Apr 2002 - Dec 2004
Edward Jones 1 year, 4 months Dec 2000 - Apr 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/07/2011
11/03/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 02/15/2001
General Securities Representative Examination Series 7

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions