Home  >  BrightScope Advisor Pages  >  Wonnie Lynn Short

Wonnie Lynn Short

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: Dual Registration
Description

Wonnie Short is a financial professional at Raymond James & Associates, Inc., a broker-dealer with over 5,450 registered representatives nationwide. Wonnie has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Raymond James & Associates 3 years Nov 2011 - Present
Wells Fargo Advisors LLC 2 years, 6 months May 2009 - Nov 2011
Wachovia Securities, LLC 1 year, 4 months Jan 2008 - May 2009
A.G. Edwards 11 years, 2 months Nov 1996 - Jan 2008
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/28/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Wonnie Lynn Short has not answered any questions on Financial Q&A.

Top Guides

Wonnie Lynn Short has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Termination

1 Termination

As of Date
10/03/2014
06/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions