Wonnie Short is a financial professional at Raymond James & Associates, Inc., a broker-dealer with over 5,300 registered representatives nationwide. Wonnie has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.
Top AnswersWonnie Lynn Short has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Banking or Thrift Institutions|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
|State or Municipal Government Entities|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Raymond James & Associates||2 years, 4 months||Nov 2011 - Present|
|Wells Fargo Advisors, LLC (19616)||2 years, 6 months||May 2009 - Nov 2011|
|Wachovia Securities, LLC||1 year, 4 months||Jan 2008 - May 2009|
|A.G. Edwards||11 years, 2 months||Nov 1996 - Jan 2008|
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Futures Managed Funds Examination||Series 31||08/11/2009|
|Uniform Securities Agent State Law Examination||Series 63||08/28/1992|
|General Securities Representative Examination||Series 7||08/25/1992|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees