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Information

Firm:
Type: Dual Registration
Description

Hudson Whitmore is a financial professional at Hantz Financial Services, Inc., a broker-dealer with 275 registered representatives nationwide. Hudson has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Hudson Dale Whitmore has not answered any questions on Financial Q&A.

Top Guides

Hudson Dale Whitmore has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Hantz Financial Services, Inc. 14 years, 11 months Jun 1999 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/20/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/20/2012
08/03/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 03/22/2010
Uniform Securities Agent State Law Examination Series 63 07/26/1999
General Securities Representative Examination Series 7 07/23/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Fixed Fees