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David Ashton Bishop

Description

David Bishop a financial professional at Euro Pacific Capital, Inc., a broker-dealer with 79 registered representatives nationwide. David has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

David Ashton Bishop has not answered any questions on Financial Q&A.

Top Guides

David Ashton Bishop has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Euro Pacific Capital, Inc. 3 years, 2 months Mar 2010 - Present
Banc of America Investment Services, Inc. 2 years, 1 month Jan 2007 - Feb 2009
Bank of America, Na 2 years, 1 month Jan 2007 - Feb 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated 2 years, 9 months Mar 2004 - Dec 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated 6 years, 9 months Jun 1997 - Mar 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/23/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
12/23/2011
08/04/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 07/02/2004
General Securities Representative Examination Series 7 09/13/1997
Uniform Securities Agent State Law Examination Series 63 08/23/1996

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets