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Douglas Henry Joyce

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Additional Firm:
Synthesis Advisors, Inc.
President/Secretary/Chief Compliance Officer
Type: SEC and FINRA Registered

Douglas Joyce is an executive and is sole owner of Synthesis Advisors, Inc., an $83M RIA based in Green Hills, TN. Douglas is also registered with Wiley Bros.-Aintree Capital, LLC, a broker-dealer with 56 registered representatives nationwide. Douglas has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Wiley Bros.-Aintree Capital, LLC 15 years Nov 2000 - Present
Synthesis Advisors Inc Ria 24 years Dec 1991 - Present
Synthesis Advisors, Inc. 24 years Dec 1991 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/13/1997
Uniform Securities Agent State Law ExaminationSeries 63 10/27/1983
General Securities Representative ExaminationSeries 7 10/15/1983

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

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Top Articles

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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Firm Compensation Arrangements

Types of Compensation Arrangements

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  • Hourly Charges
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  • Fixed Fees
  • Commissions
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