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Douglas Henry Joyce

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Additional Firm:
Synthesis Advisors, Inc.
President/Secretary/Chief Compliance Officer
Type: SEC and FINRA Registered

Douglas Joyce is an executive and is sole owner of Synthesis Advisors, Inc., an $90M RIA based in Green Hills, TN. Douglas is also registered with Wiley Bros.-Aintree Capital, LLC, a broker-dealer with 56 registered representatives nationwide. Douglas has held an industry securities registration for 31 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Wiley Bros.-Aintree Capital, LLC 14 years, 4 months Nov 2000 - Present
Synthesis Advisors Inc Ria 23 years, 4 months Dec 1991 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/13/1997
Uniform Securities Agent State Law ExaminationSeries 63 10/27/1983
General Securities Representative ExaminationSeries 7 10/15/1983

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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Firm Compensation Arrangements

Types of Compensation Arrangements

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