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Additional Firm:
Synthesis Advisors, Inc.
President/Secretary/Chief Compliance Officer
Type: Dual Registration

Douglas Joyce is an executive and is sole owner of Synthesis Advisors, Inc., an $90M RIA based in Green Hills, TN. Douglas is also registered with Wiley Bros.-Aintree Capital, LLC, a broker-dealer with 63 registered representatives nationwide. Douglas has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Wiley Bros.-Aintree Capital, LLC 13 years, 5 months Nov 2000 - Present
Synthesis Advisors Inc Ria 22 years, 4 months Dec 1991 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/13/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 05/13/1997
Uniform Securities Agent State Law Examination Series 63 10/27/1983
General Securities Representative Examination Series 7 10/15/1983

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Subscription Fees
  • Fixed Fees
  • Commissions
  • Performance-based Fees