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Douglas Henry Joyce

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Information

Firm:
Additional Firm:
Synthesis Advisors, Inc.
President/Secretary/Chief Compliance Officer
Type: Dual Registration
Description

Douglas Joyce is an executive and is sole owner of Synthesis Advisors, Inc., an $90M RIA based in Green Hills, TN. Douglas is also registered with Wiley Bros.-Aintree Capital, LLC, a broker-dealer with 60 registered representatives nationwide. Douglas has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Wiley Bros.-Aintree Capital, LLC 14 years Nov 2000 - Present
Synthesis Advisors Inc Ria 22 years, 11 months Dec 1991 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/13/1997
Uniform Securities Agent State Law ExaminationSeries 63 10/27/1983
General Securities Representative ExaminationSeries 7 10/15/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Douglas Henry Joyce has not answered any questions on Financial Q&A.

Top Guides

Douglas Henry Joyce has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2014
11/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

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  • Hourly Charges
  • Subscription Fees
  • Fixed Fees
  • Commissions
  • Performance-based Fees
  • Other: TRANSACTION FEE