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Richard Zytko

Other Names: Richard Alexander Zytko
Firm:
BCG Securities, Inc.
Type: Dual Registration
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Description

Richard Zytko a financial professional at BCG Securities, Inc., a broker-dealer with 67 registered representatives nationwide. Richard has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Richard Zytko has not answered any questions on Financial Q&A.

Top Guides

Richard Zytko has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
BCG Securities, Inc. 2 years, 5 months Dec 2010 - Present
Eq Financial Consultants, Inc. 25 years, 2 months Sep 1985 - Nov 2010
The Equitable Life Assurance Society of The United States 24 years, 2 months Sep 1985 - Nov 2009
Bay Auto Supply Co. 33 years, 10 months Aug 1979 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/20/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
12/20/2010
06/17/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 03/22/2000
General Securities Representative Examination Series 7 02/16/2000
Uniform Securities Agent State Law Examination Series 63 02/27/1987
Investment Company Products/Variable Contracts Representative Examination Series 6 12/12/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions