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Mitchell Andrew Karman

Description

Mitchell Karman an executive and has an ownership stake of Signator Investors, Inc., a broker-dealer with over 1,500 registered representatives nationwide. Mitchell is also registered with John Hancock Funds, LLC and John Hancock Distributors LLC, a broker-dealer with 398 registered representatives nationwide. Mitchell has held an industry securities registration for 8 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Mitchell Andrew Karman has not answered any questions on Financial Q&A.

Top Guides

Mitchell Andrew Karman has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
John Hancock Distributors LLC 6 years, 3 months Feb 2007 - Present
John Hancock Funds 8 years, 1 month Apr 2005 - Present
Signator Investors, Inc. 8 years, 3 months Feb 2005 - Present
Signator Investors, Inc. 8 years, 4 months Jan 2005 - Present
John Hancock 8 years, 4 months Jan 2005 - Present
New England Securities 8 years, 1 month Dec 1996 - Jan 2005
New England Life Ins Co. 22 years, 3 months Sep 1982 - Dec 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 10/21/1997
General Securities Representative Examination Series 7 01/15/1997

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets