Home  >  BrightScope Advisor Pages  >  Laura T. Gordon

help text

Laura T. Gordon

Laura T. Gordon
Other Names: Laura Theresa Gordon, Laura Theresa Graden
Firm:
Christopher Weil & Co Inc
Chief Financial Officer, Chief Compliance Officer
Type: Registered Representative
Contact Advisor
Edit Profile

Description

Laura T. Gordon is the Chief Financial Officer and Chief Compliance Officer at Christopher Weil & Company Inc., a firm committed to providing innovative investment, management, and advisory services to its clients. Laura is a FINRA Principal and a Financial and Operations Principal (“FNOP”).

Laura earned a BS in Business ...(see more)

BrightScope Advisor Metrics

help text

Answers and Guides

help text
Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

Laura T. Gordon has not answered any questions on Financial Q&A.

Top Guides

Laura T. Gordon has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

help text

Firm Client Types

help text
ownership pie chart
High Net Worth Individuals
Individuals
Corporations or Other Businesses
Investment Companies
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Christopher Weil & Co Inc 8 years, 4 months Jan 2005 - Present
Christopher Weil & Company, Inc 19 years, 2 months Mar 1994 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
FINRA
License Status
Registered
Disclosures

1 Regulatory Event
As of Date
10/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
General Securities Principal Examination Series 24 09/07/2005
General Securities Representative Examination Series 7 08/09/2005
Financial and Operations Principal Examination Series 27 04/22/1988
Uniform Securities Agent State Law Examination Series 63 06/12/1987
Direct Participation Programs Principal Examination Series 39 05/08/1987
Direct Participation Programs Representative Examination Series 22 09/13/1985

Firm Compensation Arrangements

help text
Fee Only
Advisor

This firm has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.

Types of Compensation Arrangements

Compensation Arrangement Chart