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Shelley Maria Ferro

Other Names: Shelley M Ferro
Firm:
Ferro Financial
President
Type: RIA
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Description

Shelley Ferro an executive and is sole owner of Ferro Financial, an $9M dollar RIA based in Metairie, LA. Shelley has held an industry securities registration for 12 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Shelley Maria Ferro has not answered any questions on Financial Q&A.

Top Guides

Shelley Maria Ferro has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Ferro Financial 7 years, 3 months Feb 2006 - Present
Mutual of America 8 years, 1 month Apr 2005 - Present
VFA 11 months May 2004 - Apr 2005
Salomon Smith Barney 3 years, 2 months Mar 2001 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/30/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
09/30/2011
10/09/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 11/02/2000
General Securities Representative Examination Series 7 10/04/2000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: NEGOTIABLE FEES