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James John III Hiniker

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Other Names: James John Hiniker III, Jay Hiniker III
Cronin & Co., Inc.
Type: Registered Representative

James Hiniker is a minority owner of Cronin & Co., Inc., a broker-dealer with 10 registered representatives nationwide. James has held an industry securities registration for 21 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Cronin Asset Management, LLC 9 years, 9 months Feb 2006 - Present
Cronin & Co., Inc. 24 years, 7 months May 1991 - Present
ExamSeriesPassed Date
Financial and Operations Principal ExaminationSeries 27 12/21/2006
Uniform Investment Adviser Law ExaminationSeries 65 03/02/2006
Municipal Securities Principal ExaminationSeries 53 03/09/2001
General Securities Principal ExaminationSeries 24 10/21/1994
Uniform Securities Agent State Law ExaminationSeries 63 09/12/1991
General Securities Representative ExaminationSeries 7 08/14/1991

Answers and Articles

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Top Answers

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Top Articles

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Firm Client Types

No client types listed.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.