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Dan Michael Mcaskin

Firm:
American Enterprise Investment Services Inc.
Additional Firms:
Ameriprise Financial Services, Inc.
...(see more)
Type: Registered Representative
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Description

Dan Mcaskin a financial professional at American Enterprise Investment Services Inc.. Dan is also registered with Ameriprise Financial Services, Inc., a broker-dealer with over 12,900 registered representatives nationwide. Dan has held an industry securities registration for 30 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Dan Michael Mcaskin has not answered any questions on Financial Q&A.

Top Guides

Dan Michael Mcaskin has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Ameriprise Financial Services, Inc. 3 years, 7 months Oct 2009 - Present
Ameriprise Advisor Services, Inc. 7 years, 6 months Nov 2005 - Present
H & R Block Financial Advisors, Inc. 32 years, 5 months Jan 1981 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 09/17/2004
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 03/21/1994
Registered Options Principal Examination Series 4 01/11/1994
Financial and Operations Principal Examination Series 27 11/10/1992
General Securities Principal Examination Series 24 10/14/1986
Uniform Securities Agent State Law Examination Series 63 05/17/1983
General Securities Representative Examination Series 7 04/16/1983

Firm Compensation Arrangements

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No compensation arrangements listed.