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Thomas N Murphy

Other Names: Thomas N. Murphy
Firm:
Citigroup Global Markets Inc.
Chief Operations Officer
Type: Registered Representative
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Description

Thomas Murphy an executive and has an ownership stake of Citigroup Global Markets Inc., a broker-dealer with over 8,000 registered representatives nationwide. Thomas has held an industry securities registration for 3 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Thomas N Murphy has not answered any questions on Financial Q&A.

Top Guides

Thomas N Murphy has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Citigroup Global Markets Inc. 2 years, 6 months Nov 2010 - Present
Citigroup 5 years, 6 months Nov 2007 - Present
Merrill Lynch 5 years, 3 months Aug 2002 - Nov 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
01/28/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Financial and Operations Principal Examination Series 27 12/16/2009

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets