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Harris, Wallace William

Firm:
Type: Not Actively Registered

Description

Harris, Wallace William an executive and has an ownership stake of Harris Investor Services, Inc., a broker-dealer with 265 registered representatives nationwide. Harris, Wallace William has held an industry securities registration for less than a year.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Harris, Wallace William has not answered any questions on Financial Q&A.

Top Guides

Harris, Wallace William has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Harris Investor Services, Inc. 2 years, 10 months Jul 2010 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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There is currently no information available.

Advisor Exams

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There is currently no information available.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets