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Wesley Lawrence Platt

Firm:
Metlife Securities Inc.
Type: Dual Registration
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Description

Wesley Platt a financial professional at Metlife Securities Inc., a broker-dealer with over 6,800 registered representatives nationwide. Wesley has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Wesley Lawrence Platt has not answered any questions on Financial Q&A.

Top Guides

Wesley Lawrence Platt has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Metropolitan Life Insurance Company 25 years, 2 months Mar 1988 - Present
Metlife Securities Inc. 25 years, 2 months Mar 1988 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/22/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
02/22/2012
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 12/19/2011
Uniform Securities Agent State Law Examination Series 63 10/18/1988
Investment Company Products/Variable Contracts Representative Examination Series 6 07/07/1988

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees