Joseph Sindoni is a financial professional at Cadaret Grant & Co Inc, a broker-dealer with 992 registered representatives nationwide. Joseph has held an industry securities registration for 9 years and is subject to FINRA oversight.
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|High Net Worth Individuals|
|Banking or Thrift Institutions|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Briarwood Wealth Management, LLC||4 years, 6 months||Sep 2009 - Present|
|Cadaret, Grant & Co., Inc.||4 years, 6 months||Sep 2009 - Present|
|Key Investment Services LLC||3 years, 1 month||Aug 2006 - Sep 2009|
|M&T Securities||1 year, 2 months||Jun 2005 - Aug 2006|
|Usfmg||8 months||Oct 2004 - Jun 2005|
|Pruco Securities Corporation||1 year, 1 month||Sep 2003 - Oct 2004|
|Prudential Insurance Company||1 year, 1 month||Sep 2003 - Oct 2004|
|Syracuse City Schools||3 years, 1 month||Aug 2000 - Sep 2003|
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Combined State Law Examination||Series 66||11/03/2003|
|General Securities Representative Examination||Series 7||10/21/2003|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees