Phil Frohlich is an executive and is an owner of Prescott Group Capital Management L.L.C., a $521M RIA based in Swan Lake, OK. Phil has held an industry securities registration for 11 years and is subject to SEC oversight.
Top AnswersPhil Frohlich has not answered any questions on Financial Q&A.
|Other Pooled Investment Vehicles|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Prescott Group Capital Management L.L.C.||1 year, 3 months||Dec 2012 - Present|
|Prescott Group Capital Management L.L.C.||15 years, 2 months||Jan 1999 - Present|
|Siegfried Companies, Inc.||26 years, 9 months||Jun 1987 - Present|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
|Uniform Investment Adviser Law Examination||Series 65||11/26/2001|
Types of Compensation Arrangements
- Percentage of Assets
- Performance-based Fees