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Phil Frohlich

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Type: RIA

Phil Frohlich is an executive and is an owner of Prescott Group Capital Management L.L.C., a $662M RIA based in Swan Lake, OK. Phil has held an industry securities registration for 13 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Prescott Group Capital Management L.L.C. 16 years, 9 months Jan 1999 - Present
Siegfried Companies, Inc. 28 years, 4 months Jun 1987 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/26/2001

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Phil Frohlich has not answered any questions on Financial Q&A.

Top Articles

Phil Frohlich has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees