Phil Frohlich is an executive and is an owner of Prescott Group Capital Management L.L.C., a $577M RIA based in Swan Lake, OK. Phil has held an industry securities registration for 12 years and is subject to SEC oversight.
No timeline events available.
|Uniform Investment Adviser Law Examination||Series 65
0 Answers and 0 Financial Guides
Phil Frohlich has not answered any questions on Financial Q&A.
*Answers and guides are provided without compensation.
||Other Pooled Investment Vehicles
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
Firm Compensation Arrangements
Types of Compensation Arrangements
Percentage of Assets