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Phil Frohlich

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Information

Firm:
Type: RIA
Description

Phil Frohlich is an executive and is an owner of Prescott Group Capital Management L.L.C., a $577M RIA based in Swan Lake, OK. Phil has held an industry securities registration for 11 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Prescott Group Capital Management L.L.C. 1 year, 7 months Dec 2012 - Present
Prescott Group Capital Management L.L.C. 15 years, 6 months Jan 1999 - Present
Siegfried Companies, Inc. 27 years, 1 month Jun 1987 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/26/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Phil Frohlich has not answered any questions on Financial Q&A.

Top Guides

Phil Frohlich has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
07/09/2002
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees