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Type: RIA

Phil Frohlich is an executive and is an owner of Prescott Group Capital Management L.L.C., a $577M RIA based in Swan Lake, OK. Phil has held an industry securities registration for 11 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Phil Frohlich has not answered any questions on Financial Q&A.

Top Guides

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Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Prescott Group Capital Management L.L.C. 1 year, 4 months Dec 2012 - Present
Prescott Group Capital Management L.L.C. 15 years, 3 months Jan 1999 - Present
Siegfried Companies, Inc. 26 years, 10 months Jun 1987 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/09/2002, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/26/2001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees