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Jeffrey Joseph Hiser

Other Names: Jeffrey J Hiser
Firm:
American Investment Services, Inc.
Controller, Financial Op. Principal/Director
Type: Not Actively Registered
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Description

Jeffrey Hiser an executive and has an ownership stake of American Investment Services, Inc., a broker-dealer with 2 registered representatives nationwide. Jeffrey has held an industry securities registration for 5 years.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Jeffrey Joseph Hiser has not answered any questions on Financial Q&A.

Top Guides

Jeffrey Joseph Hiser has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Sterne Agee & Leach 9 years, 11 months Jun 2003 - Present
First Midwest Securities, Inc. 1 year, 1 month Apr 2002 - May 2003
American Investment Services, Inc. 15 years, 3 months Feb 1998 - Present
Jeffrey Hiser 30 years, 11 months Jul 1982 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Not registered
Disclosures

1 Customer Dispute Pending

2 Regulatory Events
As of Date
06/26/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 07/14/2003
General Securities Representative Examination Series 7 04/09/2002
Financial and Operations Principal Examination Series 27 11/21/1997

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions