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Information

Other Names: Christopher Watkins
Firm:
Wmw Management, Inc.
EXEC VICE PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER
Additional Firm:
Watkins Financial Services, Inc.
President - Financial Principal - Chief Compliance Officer
Type: Dual Registration
Description

Christopher Watkins is sole owner of Watkins Financial Services, Inc., a broker-dealer with 1 registered representatives nationwide. Christopher is also registered with Wmw Management, Inc., a $12M RIA based in Farmington, UT. Christopher has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Christopher Mack Watkins has not answered any questions on Financial Q&A.

Top Guides

Christopher Mack Watkins has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Watkins Financial Services, Inc. 14 years, 3 months Jan 2000 - Present
Wmw Management, Inc. 16 years, 1 month Mar 1998 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/07/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

3 Regulatory Events

3 Regulatory Events

As of Date
02/07/2012
11/27/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Financial and Operations Principal Examination Series 27 04/22/2000
General Securities Principal Examination Series 24 03/28/2000
Uniform Investment Adviser Law Examination Series 65 05/23/1994
Uniform Securities Agent State Law Examination Series 63 09/22/1993
General Securities Representative Examination Series 7 09/09/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees