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Antoinette Sullivan Diavatopoulos

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Other Names: Antoinette Moses Bristow, Antoinette Moses Sullivan, Antoinette S Diavatopoulos ...(see more)
Type: Registered Representative

Antoinette Diavatopoulos is a financial professional at Stephens, a broker-dealer with 632 registered representatives nationwide. Antoinette has held an industry securities registration for 30 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Stephens Inc 19 years, 5 months Nov 1995 - Present
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 11/20/1982
Uniform Securities Agent State Law ExaminationSeries 63 03/03/1982
Municipal Securities Representative ExaminationSeries 52 02/24/1982

Answers and Guides

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Top Guides

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Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees