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Antoinette Sullivan Diavatopoulos

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Information

Other Names: Antoinette Moses Bristow, Antoinette Moses Sullivan, Antoinette S Diavatopoulos ...(see more)
Firm:
Type: Registered Representative
Description

Antoinette Diavatopoulos is a financial professional at Stephens, a broker-dealer with 632 registered representatives nationwide. Antoinette has held an industry securities registration for 30 years and is subject to FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Stephens Inc 19 years, 1 month Nov 1995 - Present
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 11/20/1982
Uniform Securities Agent State Law ExaminationSeries 63 03/03/1982
Municipal Securities Representative ExaminationSeries 52 02/24/1982

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Antoinette Sullivan Diavatopoulos has not answered any questions on Financial Q&A.

Top Guides

Antoinette Sullivan Diavatopoulos has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
10/24/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees