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Information

Other Names: Gina Martin
Firm:
Type: Registered Representative
Description

Gina Adams is a financial professional at Wells Fargo Securities, LLC, a broker-dealer with over 2,550 registered representatives nationwide. Gina has held an industry securities registration for 6 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gina Martin Adams has not answered any questions on Financial Q&A.

Top Guides

Gina Martin Adams has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Wells Fargo Securities, LLC 11 years, 9 months Jul 2002 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
10/24/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Research Analyst Exam - Part II Regulations Module Series 87 08/30/2007
Research Analyst Exam - Part I Analysis Module Series 86 08/07/2007
General Securities Representative Examination Series 7 07/10/2007
Uniform Securities Agent State Law Examination Series 63 05/21/2007

Firm Compensation Arrangements

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No compensation arrangements listed.