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Aaron Scott Gibbs

Firm:
LPL Financial LLC
Type: Dual Registration
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Description

Aaron Gibbs a financial professional at LPL Financial LLC, a broker-dealer with over 15,900 registered representatives nationwide. Aaron has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Aaron Scott Gibbs has not answered any questions on Financial Q&A.

Top Guides

Aaron Scott Gibbs has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
LPL Financial LLC 1 year, 11 months Jun 2011 - Present
SagePoint Financial, Inc. 2 years, 5 months Jan 2009 - Jun 2011
Aig Financial Advisors, Inc. 1 year, 4 months Sep 2007 - Jan 2009
Circuit City 2 years, 10 months Nov 2004 - Sep 2007
Federal Reserve Bank of Richmond 3 years Nov 2001 - Nov 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/15/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/15/2012
10/23/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 09/04/2012
Uniform Investment Adviser Law Examination Series 65 01/31/2012
Uniform Securities Agent State Law Examination Series 63 09/14/2007
Investment Company Products/Variable Contracts Representative Examination Series 6 09/07/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions