Charles Caputo a financial professional at T. Rowe Price Investment Services, Inc.. Charles has held an industry securities registration for 16 years and is subject to FINRA oversight.
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Experience and Employment History
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
|As of Date
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|General Securities Representative Examination
|Uniform Securities Agent State Law Examination
|Investment Company Products/Variable Contracts Representative Examination
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