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Adam Joseph

Firm:
Wells Fargo Securities, LLC
Type: Registered Representative
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Description

Adam Joseph a financial professional at Wells Fargo Securities, LLC. Adam has held an industry securities registration for 18 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Adam Joseph has not answered any questions on Financial Q&A.

Top Guides

Adam Joseph has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Wells Fargo Securities, LLC 3 years, 8 months Sep 2009 - Present
Municipal Capital Strategies, LLC 5 months Apr 2009 - Sep 2009
Banc of America Securities LLC 3 years Apr 2006 - Apr 2009
J.P. Morgan Securities Inc. 4 years, 11 months May 2001 - Apr 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
04/20/2010
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 09/15/2006
Municipal Securities Principal Examination Series 53 08/04/2006
Uniform Securities Agent State Law Examination Series 63 07/30/2004
General Securities Representative Examination Series 7 03/05/1993

Firm Compensation Arrangements

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No compensation arrangements listed.