|Other Names:||George William Carris|
George William Carris Mr. is the majority owner of John Carris Investments LLC, a broker-dealer with 54 registered representatives nationwide. George William Carris Mr. has held an industry securities registration for 14 years and is subject to FINRA oversight.
No client types listed.
|John Carris Investment||4 years, 6 months||Jun 2009 - Present|
|Archey & Co.||1 month||May 2009 - Jun 2009|
|Brockington Securities||1 year, 9 months||Aug 2007 - May 2009|
|Fordam Financial||7 years, 9 months||Nov 1999 - Aug 2007|
3 Customer Disputes
1 Customer Dispute Pending
1 Regulatory Event Pending
|As of Date||
|General Securities Principal Examination||Series 24||08/21/2002|
|Uniform Securities Agent State Law Examination||Series 63||07/28/1998|
|General Securities Representative Examination||Series 7||07/21/1998|