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George William Carris

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Information

Other Names: George William Carris Mr.
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with John Carris Investments LLC ended in June 1, 2014.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
John Carris Investment 5 years, 6 months Jun 2009 - Present
Archey & Co. 1 month May 2009 - Jun 2009
Brockington Securities 1 year, 9 months Aug 2007 - May 2009
Fordam Financial 7 years, 9 months Nov 1999 - Aug 2007
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 08/21/2002
Uniform Securities Agent State Law ExaminationSeries 63 07/28/1998
General Securities Representative ExaminationSeries 7 07/21/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

George William Carris has not answered any questions on Financial Q&A.

Top Guides

George William Carris has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
08/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.