|Other Names:||George William Carris Mr.|
John Carris Investments LLC
George Carris is the majority owner of John Carris Investments LLC, a broker-dealer with 56 registered representatives nationwide. George has held an industry securities registration for 14 years and is subject to FINRA oversight.
Top AnswersGeorge William Carris has not answered any questions on Financial Q&A.
No client types listed.
|John Carris Investment||4 years, 9 months||Jun 2009 - Present|
|Archey & Co.||1 month||May 2009 - Jun 2009|
|Brockington Securities||1 year, 9 months||Aug 2007 - May 2009|
|Fordam Financial||7 years, 9 months||Nov 1999 - Aug 2007|
3 Customer Disputes
1 Customer Dispute Pending
1 Regulatory Event Pending
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|General Securities Principal Examination||Series 24||08/21/2002|
|Uniform Securities Agent State Law Examination||Series 63||07/28/1998|
|General Securities Representative Examination||Series 7||07/21/1998|
No compensation arrangements listed.