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George William Carris

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Other Names: George William Carris Mr.
Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with John Carris Investments LLC ended in June 1, 2014.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
John Carris Investment 6 years, 6 months Jun 2009 - Present
Archey & Co. 1 month May 2009 - Jun 2009
Brockington Securities 1 year, 9 months Aug 2007 - May 2009
Fordam Financial 7 years, 9 months Nov 1999 - Aug 2007
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 08/21/2002
Uniform Securities Agent State Law ExaminationSeries 63 07/28/1998
General Securities Representative ExaminationSeries 7 07/21/1998

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

George William Carris has not answered any questions on Financial Q&A.

Top Articles

George William Carris has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.