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John E Park

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Information

Other Names: John E Park Jr, John E Park Jr Jr, John Edward Jr Park ...(see more)
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with UBS Financial Services Inc. ended in October 4, 2013.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
UBS Financial Services Inc. 2 years, 4 months Jun 2012 - Present
Bear, Stearns & Co. Inc. < 1 month Oct 2008 - Oct 2008
J. P. Morgan Securities Inc. 6 years Jun 2006 - Jun 2012
J.P. Morgan Trust Company 6 years Jun 2006 - Jun 2012
Dean Witter Reynolds Inc. 12 years, 9 months Sep 1993 - Jun 2006
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/25/2012
Futures Managed Funds ExaminationSeries 31 03/02/1994
Uniform Securities Agent State Law ExaminationSeries 63 05/25/1983
General Securities Representative ExaminationSeries 7 05/21/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John E Park has not answered any questions on Financial Q&A.

Top Guides

John E Park has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
10/04/2013
12/31/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.