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Felicia Kantor Hendrix

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Information

Other Names: Felicia Rae Kantor
Firm:
Type: Registered Representative
Description

Felicia Hendrix is a financial professional at Barclays Capital Inc., a broker-dealer with over 4,350 registered representatives nationwide. Felicia has held an industry securities registration for 17 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Barclays Capital Inc. 6 years, 1 month Sep 2008 - Present
Lehman Brothers Inc. 10 years, 5 months Apr 1998 - Sep 2008
Exams
ExamSeriesPassed Date
Research Analyst Exam - Part II Regulations ModuleSeries 87 02/26/2005
Research Analyst Exam - Part I Analysis ModuleSeries 86 02/18/2005
Uniform Securities Agent State Law ExaminationSeries 63 09/06/1996
General Securities Representative ExaminationSeries 7 12/13/1995

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Felicia Kantor Hendrix has not answered any questions on Financial Q&A.

Top Guides

Felicia Kantor Hendrix has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Corporations or Other Businesses
Other Investment Advisors
State or Municipal Government Entities
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
10/23/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees
  • Other: MARGIN INTEREST