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Other Names: Felicia Rae Kantor
Type: Registered Representative

Felicia Hendrix is a financial professional at Barclays Capital Inc., a broker-dealer with over 4,350 registered representatives nationwide. Felicia has held an industry securities registration for 17 years and is subject to FINRA oversight.

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Answers and Guides

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Top Answers

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Top Guides

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Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses
Other Investment Advisors
State or Municipal Government Entities
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Barclays Capital Inc. 5 years, 7 months Sep 2008 - Present
Lehman Brothers Inc. 10 years, 5 months Apr 1998 - Sep 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Research Analyst Exam - Part II Regulations Module Series 87 02/26/2005
Research Analyst Exam - Part I Analysis Module Series 86 02/18/2005
Uniform Securities Agent State Law Examination Series 63 09/06/1996
General Securities Representative Examination Series 7 12/13/1995

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees