|Other Names:||Felicia Rae Kantor|
Felicia Hendrix is a financial professional at Barclays Capital Inc., a broker-dealer with over 4,350 registered representatives nationwide. Felicia has held an industry securities registration for 17 years and is subject to FINRA oversight.
Top AnswersFelicia Kantor Hendrix has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Corporations or Other Businesses|
|Other Investment Advisors|
|State or Municipal Government Entities|
|Other Pooled Investment Vehicles|
|Pension and Profit Sharing Plans|
|Banking or Thrift Institutions|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Barclays Capital Inc.||5 years, 6 months||Sep 2008 - Present|
|Lehman Brothers Inc.||10 years, 5 months||Apr 1998 - Sep 2008|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Research Analyst Exam - Part II Regulations Module||Series 87||02/26/2005|
|Research Analyst Exam - Part I Analysis Module||Series 86||02/18/2005|
|Uniform Securities Agent State Law Examination||Series 63||09/06/1996|
|General Securities Representative Examination||Series 7||12/13/1995|
Types of Compensation Arrangements
- Percentage of Assets
- Fixed Fees
- Performance-based Fees
- Other: MARGIN INTEREST